ASX Compliance:

At Navado, we may be able to assist you in assessing your compliance with the requirements of the Australian Stock Exchange (ASX)  and assisting you in relation to related disputes. The Australian Stock Exchange has rigid compliance requirements which control matters such as:

• Admission to the ASX;
• Quotation;
• Continuous disclosures;
• Periodic disclosures;
• Additional reporting on mining, oil & gas production and exploration activities;
• Securities;
• Changes in capital and new issues;
• Transfers and registration;
• Restricted securities;
• Transactions with persons in a position of influence;
• Significant transactions;
• On-going requirements;
• Additional requirements for trusts;
• Meetings;
• Requirements for documents;
• Fees; and
• Trading halts, suspension, removal.

At Navado, we may be able to assist you in relation to ASX Compliance whether you are seeking support to draft a company constitution or other business documents, seeking to respond to an accusation of a breach of the ASX requirements or whether you wish to obtain further information as to your present level of compliance.

If you are unsure of your obligations in relation to ASX Compliance, or if you have had contact with ASX or ASIC in relation to alleged breaches of the requirements of the ASX, we recommend that you contact our firm on (02) 9233 4048 or send an email to info@navado.com.au and arrange an appointment with one of our Compliance & Regulatory Law Solicitors. 

This webpage (and any material or wording appearing on this webpage) is provided for general information purposes only and does not constitute any Legal Advice. It does not take into account your objectives, your instructions or all of the relevant facts and/or circumstances. Navado accepts no responsibility to any person who relies on the information provided on this website. We further refer you to our Disclaimer.